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Ten-Year Saga Ended at the SPC — Retrial Win for a U.S.–China Auto JV in a Utility-Model Patent Case

The same plaintiff filed repeated suits on the same patent and same evidence for eight years. Representing the defendant, we fought from Beijing No. 1 Intermediate Court through Beijing High Court and the Beijing IP Court to a denial of retrial at the Supreme People's Court. The case has since been repeatedly cited as a typical case on rules for using judicial appraisal opinions as evidence.

Outcome
Won
Tracks / Procedures
1st instance / 2nd instance / Retrial
Forum
Beijing IP Court
Year
2007–2017
01 · Background

Case Summary

The client is the China joint-venture of a U.S. global automaker, accused by an individual patentee of infringing a utility-model patent covering a high-beam electronic controller through one of its vehicle models. Beginning in 2007, the same plaintiff repeatedly filed and withdrew lawsuits on the same patent and same set of evidence at the Beijing No. 1 Intermediate Court, Beijing High People's Court, and Beijing No. 2 Intermediate Court — four separate filings in all. In two of those prior cases, the court commissioned judicial appraisal of the accused product; both appraisals concluded "neither identical nor equivalent infringement," and the plaintiff withdrew each time.

In 2015, the plaintiff filed a fifth time at the Beijing IP Court on the same facts and the same evidence. After years of being repeatedly drawn into litigation and substantial sunk cost, the client retained Kangrui to handle this case.

02 · Legal Issues

Key Issues

  • How should the two prior judicial appraisal opinions be treated in this case?

    The court-commissioned appraisal in the prior case and the plaintiff-commissioned appraisal reached different conclusions. Whether each could serve as a basis for fact-finding, and how to distinguish them, was the primary issue.

  • At what level should the doctrine of equivalents be applied?

    The plaintiff combined functions of multiple components into a holistic equivalence argument. We needed to establish that the doctrine applies at the "technical feature" level, not the "overall technical solution" level, and that the plaintiff's comparison method was contrary to law.

  • How is the scope of purely functional features defined?

    The asserted claims include functional features such as a "delay function". Their scope must be strictly limited to the specific embodiments disclosed in the specification and drawings, and does not extend to other technical means achieving the same function.

03 · Kangrui Strategy

Approach

First, on the systemic level, we drew a clear procedural distinction between the two prior appraisals: the court-commissioned appraisal in the prior case had been performed on a different vehicle model than the present accused product, and thus could not serve as the basis for technical comparison here. The plaintiff-commissioned appraisal, by contrast, was accepted by both parties and could serve as a reference for technical-solution comparison.

Second, on the accused technical solution's "delay function" and other key features, we showed that the implementation manner involved is general knowledge in the field and is not limited to the specific embodiments disclosed in the asserted patent; that functional features must also be limited by their connection relationships with other components — and these connection relationships did not appear in the accused technical solution.

Finally, we made clear to the court the proper application level of the doctrine of equivalents: it is "feature-level equivalence", not "overall-solution equivalence". The plaintiff's combination of multiple components' functions into a holistic equivalence argument conflated technical solutions with technical features and was contrary to law.

04 · Outcome

Results & Impact

First instance: The Beijing IP Court adopted our position, holding that the accused technical solution lacked the necessary features recited in the claims, and that the features present were neither identical nor equivalent — dismissing all of the plaintiff's claims.

Appeal: The Beijing High People's Court affirmed.

Retrial: The Supreme People's Court issued (2017) Zui Gao Fa Min Shen No. 2249 Civil Ruling in 2017, denying the plaintiff's retrial petition. A decade of litigation ended here.

05 · Significance

Practical Insights

This case set out a tiered, well-reasoned framework for selecting among judicial appraisal opinions in patent litigation (court-commissioned vs. party-commissioned), with implications for the development of adjudicative rules.

It has since been repeatedly cited at multiple court levels as a typical case on rules for using judicial appraisal opinions as evidence, and quoted in judge-training sessions and lectures. It also provides operational guidance on the scope of purely functional features and the proper level for applying the doctrine of equivalents.